Company:  PEN INC. (PENC)
Form Type:  10-Q
Filing Date:  11/14/2017 
CIK:  0000891417 
Address:  701 BRICKELL AVENUE
SUITE 1550
 
City, State, Zip:  MIAMI, Florida 33131 
Telephone:  844-273-6462 
Fiscal Year:  12/31 
Last Trade
Last Trade: 
$1.45  
Change: 
0.00 (0.00%)  
Trade Time: 
Nov 22  
Market Cap: 
$2.06M
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© 2017  
Description of Business
PEN develops, commercializes and markets consumer and industrial products enabled by nanotechnology that solve everyday problems for customers in the optical, transportation, military, sports and safety industries. Our primary business is the formulation, marketing and sale of products enabled by nanotechnology including the ULTRA CLARITY brand eyeglass cleaner, CLARITY DEFOGIT brand defogging products and CLARITY ULTRASEAL nanocoating products for glass and ceramics. We also sell an environmentally friendly surface protector, fortifier, and cleaner. Our design center conducts product development services for us and for government and private customers and develops and sells printable inks and pastes, thermal management materials, and graphene foils and windows. PEN was formed in 2014, and is the successor to Applied Nanotech Holdings Inc. that had been formed in 1989. In the combination that created PEN, Nanofilm, Ltd. acquired Applied Nanotech Holdings, Inc.
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  FORM 10-Q
    PART I. FINANCIAL INFORMATION
      ITEM 1. FINANCIAL STATEMENTS
        BALANCE SHEET
        INCOME STATEMENT
        CASH FLOW
        CONDENSED NOTES TO CONSOLIDATED FINANCIAL STATEMENTS
          NOTE 12 - SUBSEQUENT EVENTS
      ITEM 2: MANAGEMENT'S DISCUSSION AND ANALYSIS OF FINANCIAL ...
      ITEM 3. Quantitative and Qualitative disclosures about ...
      ITEM 4. Controls and Procedures
    PART II. OTHER INFORMATION
      ITEM 1. LEGAL PROCEEDINGS
      ITEM 1A. RISK FACTORS
      ITEM 2. UNREGISTERED SALES OF EQUITY SECURITIES AND USE OF ...
      ITEM 3. DEFAULTS UPON SENIOR SECURITIES
      ITEM 4. MINE SAFETY DISCLOSURES
      ITEM 5. OTHER INFORMATION
      ITEM 6. EXHIBITS
    SIGNATURES
  EXHIBIT 10.1
  EXHIBIT 31.1
    Certificate of Principal Executive Officer
  EXHIBIT 31.2
    Certificate of Principal Financial Officer
  EXHIBIT 32.1
    Section 1350 Certification of Principal Executive Officer